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Mark William Harris

Mariner Independent

Los Angeles, CA

Mariner

Los Angeles, CA

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Current Employers
Mariner Independent

5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-03
  • CA RA
    APPROVED
    Since 2022-05-03

Branch Locations

2121 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-15
  • CA RA
    APPROVED
    Since 2022-03-15

Branch Locations

2121 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Adviceperiod, Llc Los Angeles CA 07/2017 03/2022
University Of California - Los Angeles Los Angeles CA 09/2013 06/2017
Mariner Wealth Advisors Los Angeles CA 03/2022 Present
Mariner Platform Solutions Los Angeles CA 04/2022 Present
  • 07/2017 → 03/2022
    Adviceperiod, Llc
    Los Angeles, CA
  • 09/2013 → 06/2017
    University Of California - Los Angeles
    Los Angeles, CA
  • 03/2022 → Present
    Mariner Wealth Advisors
    Los Angeles, CA
  • 04/2022 → Present
    Mariner Platform Solutions
    Los Angeles, CA
Previous Registrations
  • 2017-09-25 → 2022-03-30
    Adviceperiod, Llc
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-25
  • S65 Uniform Investment Adviser Law Examination
    2017-09-25
Designations

View on SEC IAPD

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Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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