Inactive

Michael Edward Fothergill

Philadelphia, PA

Claim This Profile

Current Employers

Elm Wealth

50 S 16Th St. Fl 18 Ste C, Philadelphia, PA 19102 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2019-10-25

PA RA
APPROVED

Since 2019-10-25

Branch Locations

50 S 16Th St. Fl 18 Ste C, Philadelphia, PA 19102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Elm Partners Management, Llc	Philadelphia	PA	09/2019	Present
Ss&C Eze	Boston	MA	07/2017	07/2019
Connecticut College	New London	CT	08/2013	05/2017

09/2019 → Present

Elm Partners Management, Llc

Philadelphia, PA
07/2017 → 07/2019

Ss&C Eze

Boston, MA
08/2013 → 05/2017

Connecticut College

New London, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-10-25

S65 Uniform Investment Adviser Law Examination

2019-10-25

View on SEC IAPD

Other Firms

GLENMEDE INVESTMENT MANAGEMENT, LP

CLARK CAPITAL MANAGEMENT GROUP INC

GLOBAL ADVISERS, LLC

BIOPHY CAPITAL MANAGEMENT LLC

VERITABLE FINANCIALS LLC

CHARLES SCHWAB & CO., INC.

J.P. MORGAN SECURITIES LLC

Other Investors

JASON DOUGLAS PRIDE

SEAN EDWARD HERON

MICHAEL CRAVENS CROW

Adam Mark Conish

Eric Jason Richman

Christopher J Nixon

Other Offices

GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA

CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA

GLOBAL ADVISERS, LLC · PHILADELPHIA, PA

BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA

VERITABLE FINANCIALS LLC · PHILADELPHIA, PA

CHARLES SCHWAB & CO., INC. · Philadelphia, PA

MORGAN STANLEY · Philadelphia, PA

J.P. MORGAN SECURITIES LLC · Philadelphia, PA

More in Philadelphia, PA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor