James Alan Schumaker

Employer firm

Optivise Advisory Services LLC CRD 301764

$288M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 07/2017
  Indiana State University
  Terre Haute, IN
• 07/2017 → 02/2019
  American United Life
  Lafayette, IN
• 08/2017 → 02/2019
  Oneamerica Securities
  Lafayette, IN
• 09/2018 → 02/2019
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 09/2018 → 02/2019
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2019 → Present
  Optivise Advisory Services, Llc
  Dallas, TX
• 09/2018 → Present
  Schumaker Financial, Llc
  Lafayette, IN

Previous Registrations

• 2019-05-22 → 2020-12-31
  Optivise Advisory Services Llc
  Lafayette, IN
• 2018-09-24 → 2019-03-07
  Cambridge Investment Research Advisors, Inc.
  Lafayette, IN

Other Businesses

1.SCHUMAKER FINANCIAL, 3229 OLYMPIA DR, LAFAYETTE, IN, 9/2018 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 40/WK - 8/TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2018-08-21