John Zupka

Current Employers

Employment History

• 08/2015 → 05/2017
  Ruffalo Noel Levitz
  Buffalo, NY
• 06/2017 → 05/2019
  Cetera Advisors
  Denver, CO
• 08/2013 → 06/2017
  University At Buffalo
  Amherst, NY
• 05/2019 → 10/2024
  American Portfolios Financial Services Inc.
  Holbrook, NY
• 10/2024 → Present
  Osaic Wealth, Inc.
  Scottsdale, AZ

Previous Registrations

• 2019-05-28 → 2024-10-11
  American Portfolios Advisors, Inc
  Holbrook, NY
• 2017-09-11 → 2019-05-20
  Cetera Advisors Llc
  Smithtown, NY

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2017; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE; 2. HARRY KATZ & ASSOCIATES POSITION: Financial Advisor NATURE: Employee/ DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/08/2021 ADDRESS: 303 Merrick Road, Suite 502, Lynbrook NY 11563, United States DESCRIPTION: Investment Advisory Services and Financial Planning. 3. JAMES' JOURNEY POSITION: Secretary NATURE: Non Profit Charitable Organization for Mental Health Awareness & Suicide Prevention. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/20/2023 ADDRESS: 26 Hy Place, Lake Grove NY 11755, United States DESCRIPTION: Facilitate in the planning of events and assist in the administrative duties of the Organization.

Exams

• S66 Uniform Combined State Law Examination
  2017-08-30

Other Names

• John Zupka