Inactive

Alexandra Rose Stimpson

Sapient Capital LLC

Indianapolis, IN

CRD 6829214

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Employer firm

Sapient Capital LLC CRD 324899

$13.8B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
FAMILY OFFICE SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Sapient Capital Llc

401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-08-03

NY RA
APPROVED

Since 2023-08-03

Branch Locations

New York, NY • United States

401 Pennsylvania Pkwy Suite 100, Indianapolis, IN 46280 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Corient Capital Partners, Llc	Newport Beach	CA	01/2017	07/2017
Morgan Stanley & Co Llc	New York	NY	08/2017	06/2023
Sapient Capital Llc	Indianapolis	IN	06/2023	Present
Student	Santa Barbara	CA	06/2011	09/2016
Jump Investors	Los Angeles	CA	09/2016	12/2016

01/2017 → 07/2017

Corient Capital Partners, Llc

Newport Beach, CA
08/2017 → 06/2023

Morgan Stanley & Co Llc

New York, NY
06/2023 → Present

Sapient Capital Llc

Indianapolis, IN
06/2011 → 09/2016

Student

Santa Barbara, CA
09/2016 → 12/2016

Jump Investors

Los Angeles, CA

Previous Registrations

2018-02-12 → 2023-06-13

Morgan Stanley

Purchase, NY

Los Angeles, CA

Purchase, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-02-12

S66 Uniform Combined State Law Examination

2018-02-12

View on SEC IAPD

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