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Current Employers
Russell Investments

401 Union Street 18Th Floor, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-06-27
WA RA APPROVED 2023-06-21
  • WI RA
    APPROVED
    Since 2023-06-27
  • WA RA
    APPROVED
    Since 2023-06-21

Branch Locations

Seattle, WA • United States

401 Union Street 18Th Floor, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gonzaga University Spokane WA 08/2013 05/2017
Gee Automotive Spokane WA 05/2016 10/2016
Bear Mountain Capital, Inc. Seattle WA 06/2017 12/2022
Russell Investments Financial Services, Llc Seattle WA 06/2023 Present
Traveling Seattle WA 01/2023 04/2023
  • 08/2013 → 05/2017
    Gonzaga University
    Spokane, WA
  • 05/2016 → 10/2016
    Gee Automotive
    Spokane, WA
  • 06/2017 → 12/2022
    Seattle, WA
  • 06/2023 → Present
    Russell Investments Financial Services, Llc
    Seattle, WA
  • 01/2023 → 04/2023
    Traveling
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-08-29
S65 Uniform Investment Adviser Law Examination 2017-10-25
  • S63 Uniform Securities Agent State Law Examination
    2024-08-29
  • S65 Uniform Investment Adviser Law Examination
    2017-10-25
Other Names
  • Riley Nichols

View on SEC IAPD

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