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Danielle Kaye Shubin

Raymond James & Associates, Inc.

Santa Rosa, CA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-20
  • CA RA
    APPROVED
    Since 2022-09-20

Branch Locations

3558 Round Barn Blvd. Suite 201, Santa Rosa, CA 95403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Santa Rosa CA 03/2019 Present
Buff Santa Rosa CA 11/2018 03/2019
Nelsaon And Associates Santa Rosa CA 10/2017 11/2018
Unemployed Chico CA 05/2015 10/2017
  • 03/2019 → Present
    Raymond James & Associates, Inc.
    Santa Rosa, CA
  • 11/2018 → 03/2019
    Buff
    Santa Rosa, CA
  • 10/2017 → 11/2018
    Nelsaon And Associates
    Santa Rosa, CA
  • 05/2015 → 10/2017
    Unemployed
    Chico, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-15
  • S66 Uniform Combined State Law Examination
    2022-09-15
Other Names
  • Danielle K Funez
  • Danielle Kaye Shubin
  • Danielle Kaye Funez

View on SEC IAPD

Other Firms

MORGAN STANLEY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CALDWELL SUTTER CAPITAL, INC.
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
FOCUS PARTNERS WEALTH, LLC
LPL FINANCIAL LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JAMES BERNARD BERTERO
MICHAEL KEVIN MOBERLY
STEPHEN LORAN SMITH
JENNIFER LEE KNAPP
MATTHEW JOSEPH VEAL
MATTHEW MARK DAVIS
JEFFREY DONALD OLE GOSPE
PAMELA LYNN KEZER

Other Offices

MORGAN STANLEY · Santa Rosa, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
EDWARD JONES · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA

More in Santa Rosa, CA

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