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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • MO RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

5700 Oakland Ave Ste 400, St Louis, MO 63110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. St. Paul MN 07/2017 08/2023
Minnesota Life Insurance Co. St. Paul MS 07/2017 08/2023
Renaissance Financial Corp. St. Louis MN 07/2017 Present
Covenant Theological Seminary St. Louis MO 04/2007 07/2017
Cetera Wealth Services, Llc St. Louis MO 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 07/2017 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 07/2017 → 08/2023
    Minnesota Life Insurance Co.
    St. Paul, MS
  • 07/2017 → Present
    Renaissance Financial Corp.
    St. Louis, MN
  • 04/2007 → 07/2017
    Covenant Theological Seminary
    St. Louis, MO
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    St. Louis, MO
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-09-25 → 2023-08-10
    Securian Financial Services, Inc.
    St. Louis, MO
    St. Paul, MN
Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: September 2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS 2) NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: September 2017 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES 3) FINANCE COMMITTEE AT CROSSROADS PRESBYTERIAN FELLOWSHIP POSITION: Trustee NATURE: Local Church INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2023 ADDRESS: 2640 Oakview Terrace, Maplewood MO 63143, United States DESCRIPTION: The finance committee at my church has asked me to join as a volunteer. Duties may include preparing the annual church budget, reporting member giving and church expenses, stewarding church funds, planning for capital facilities projects as prioritized by the church leadership, and overseeing the part-time bookkeeper. 4) FAMILY FARM POSITION: Trustee NATURE: Family Farm INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/12/2023 ADDRESS: 613 Big Bend Rd Unity 783, Ballwin MO 63021, United States DESCRIPTION: My mom is the sole member of Agros, LLC which ownsa family farm. She has asked me to become the signor on the checking account to help pay an occasional bill or deposit a check, if needed. 5) NAME OF OTHER BUSINESS: NEDVED CEMETERY ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 43285 308TH ST YANKTON, SD 57078; NATURE OF BUSINESS: NON PROFIT; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSEE UPKEEP AND COORDINATE WORK DAYS AT PRIVATE CEMETARY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-02
  • S66 Uniform Combined State Law Examination
    2017-09-02

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