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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2021-12-08 |
| TX | RA | APPROVED | 2020-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of New Orleans | New Orleans | LA | 05/2016 | 12/2016 |
| Arizona State University | Phoenix | AZ | 12/2016 | 12/2019 |
| Starbucks Coffee Company | Slidell | LA | 05/2016 | 05/2019 |
| Thrivent Investment Management Inc | Nashville | TN | 10/2017 | 02/2018 |
| Thrivent Financial | Nashville | TN | 11/2017 | 07/2019 |
| Thrivent Investment Management Inc | Allen | TX | 06/2019 | Present |
| Thrivent Financial | Appleton | WI | 07/2019 | 11/2019 |
| Thrivent Financial | Appleton | WI | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-03 |
| S63 | Uniform Securities Agent State Law Examination | 2019-09-10 |
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