Philip Carlton Beal

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2020 → Present
  Rbc Capital Markets, Llc
  Midland, TX
• 06/2017 → 08/2017
  Blonkvist Investment Group
  Midland, TX
• 06/2019 → 08/2019
  Blonkvist Investment Group
  Midland, TX
• 06/2015 → Present
  The University Of Mississippi
  Oxford, MS

Other Businesses

1) NAME OF ENTITY: The Beal Foundation ADDRESS: 509 W Wall Street Midland, TX 79701 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Charitable Giving Organization START DATE: 01.01.24 CAPACITY: Board of Directors DUTIES: Basically I will have 6-7 agencies that I will report on when they request funds from The Beal Foundation. They have 2 board meeting per year. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: Powder Blue Ventures LLC ADDRESS: 2604 Hodges St, Midland, TX 79705 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Small Private START DATE: 02.01.23 CAPACITY: Owner DUTIES: This is a single member LLC in which I am the owner and managing member HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S66 Uniform Combined State Law Examination
  2020-12-10