Peigen Tao

Employer firm

Taos Investment Advisors, LLC CRD 158056

$78.9M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → Present
  Taos Investment Advisors, Llc
  Chicago, IL
• 01/2012 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 10/2010 → Present
  Tzg Accounting Llc
  Chicago, IL
• 05/2009 → Present
  Taos Global Group Inc
  Chicago, IL

Previous Registrations

• 2011-07-15 → 2011-07-26
  Brokersxpress Llc
  Chicago, IL
  Newbury Park, CA
  Chicago, IL
• 1999-06-22 → 2011-07-18
  Mml Investors Services, Llc
  Chicago, IL
  Peoria, IL
  Chicago, IL

Other Businesses

NAME:TAOS GLOBAL GRP INC DBA TAO INS AGY INV REL:N ADD: 2167 B S China Place, CHICAGO IL NATURE: P&C INS & HLTH INS POSITION: PRESIDENT START DATE:2/18/09 HR/MO:1400 HR/MO D TRAD:10 DUTIES: MANAGEMENT TZG ACCOUNTING LLC, PARTNER, START DATE:10/2010, DUTIES, MANAGEMENT. TAOS INVESTMENT ADVISORS, LLC; RIA; PRESIDENT; INVESTMENT ADVISOR; HRS:45; TRADING HRS: 40; MANAGEMENT.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-09
• S63 Uniform Securities Agent State Law Examination
  1998-09-23

Designations

• Chartered Financial Analyst