Dustin R Kazmar

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-03-25
UT	RA	APPROVED	2026-03-25

TX RA
APPROVED

Since 2026-03-25
UT RA
APPROVED

Since 2026-03-25

Branch Locations

Farmington, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
U.S. Marine Corps	San Diego	CA	06/1997	08/2017
Edward Jones	Saint Louis	MO	10/2017	03/2026
Lpl Financial	Farmington	UT	03/2026	Present

06/1997 → 08/2017

U.S. Marine Corps

San Diego, CA
10/2017 → 03/2026

Edward Jones

Saint Louis, MO
03/2026 → Present

Lpl Financial

Farmington, UT

Previous Registrations

2018-04-20 → 2026-03-26

Edward Jones

Farmington, UT

St Louis, MO

Centerville, UT

Bountiful, UT

Other Businesses

1. 03/2026 - Carmichael Financial, LLC - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 100 Hrs/Mth - 100 Hrs During Trading - OBA start date: 3/25/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-04-19

S66 Uniform Combined State Law Examination

2018-04-19

Other Names

Dustin Ray Kazmar

View on SEC IAPD