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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-07-30
  • NC RA
    APPROVED
    Since 2018-07-30

Branch Locations

4350 Congress St Suite 400, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Charlotte NC 07/2017 Present
Cato Coporation Charlotte NC 08/2013 06/2017
  • 07/2017 → Present
    Robert W. Baird
    Charlotte, NC
  • 08/2013 → 06/2017
    Cato Coporation
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-28
  • S66 Uniform Combined State Law Examination
    2018-07-28

View on SEC IAPD

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