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Leslie Wan

Ubs Financial Services Inc.

San Francisco, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-26
  • CA RA
    APPROVED
    Since 2026-06-26

Branch Locations

555 California Street 33Rd Floor, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services San Francisco CA 07/2025 Present
Alpha Financial Markets Consulting San Francisco CA 06/2024 02/2025
Morgan Stanley New York NY 07/2022 05/2023
Fenergo New York NY 04/2020 07/2022
Bloomberg Lp New York NY 03/2019 11/2019
Ihs Markit New York NY 06/2018 03/2019
Ubs Financial Services Wellesley MA 07/2017 03/2018
Boston University Boston MA 09/2016 05/2018
University Of California, Riverside Riverside CA 10/2014 06/2018
Unemployed San Francisco CA 02/2025 07/2025
Unemployed San Francisco CA 05/2023 06/2024
Unemployed New York NY 11/2019 04/2020
  • 07/2025 → Present
    Ubs Financial Services
    San Francisco, CA
  • 06/2024 → 02/2025
    Alpha Financial Markets Consulting
    San Francisco, CA
  • 07/2022 → 05/2023
    Morgan Stanley
    New York, NY
  • 04/2020 → 07/2022
    Fenergo
    New York, NY
  • 03/2019 → 11/2019
    Bloomberg Lp
    New York, NY
  • 06/2018 → 03/2019
    Ihs Markit
    New York, NY
  • 07/2017 → 03/2018
    Ubs Financial Services
    Wellesley, MA
  • 09/2016 → 05/2018
    Boston University
    Boston, MA
  • 10/2014 → 06/2018
    University Of California, Riverside
    Riverside, CA
  • 02/2025 → 07/2025
    Unemployed
    San Francisco, CA
  • 05/2023 → 06/2024
    Unemployed
    San Francisco, CA
  • 11/2019 → 04/2020
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-26
  • S66 Uniform Combined State Law Examination
    2026-06-26
Other Names
  • Leslie Wan
  • Leslie J Wan

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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