Preston Odell Duppins

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 11/2019
  Morgan Stanley
  Tampa, FL
• 06/2002 → 12/2016
  Genesis Financial Management, Inc.
  Tampa, FL
• 01/2017 → 06/2017
  Unemployed
  Tampa, FL
• 10/2017 → 11/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 11/2019 → 07/2023
  Raymond James & Associates, Inc.
  Wesley Chapel, FL
• 07/2023 → Present
  Osaic Wealth, Inc.
  Tampa, FL

Previous Registrations

• 2019-11-18 → 2023-08-03
  Raymond James & Associates, Inc.
  Wesley Chapel, FL
• 2017-11-08 → 2019-11-13
  Morgan Stanley
  Tampa, FL

Other Businesses

1. PRESTON O DUPPINS JR INSURANCE AGENT POSITION: Insurance Agent NATURE: Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2016 ADDRESS: 19123 Timber Reach Road, Tampa FL 33647, United States DESCRIPTION: Selling Life insurance and annuities. 2. VILARDI WEALTH POSITION: Financial Advisor NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/24/2023 ADDRESS: 3622 Galileo Drive Ste 103, Trinity FL 34655, United States DESCRIPTION: DBA 3. AVENIA POSITION: Managing Partner NATURE: The sole purpose of this LLC is administrative and operational. It will function as a pass-through entity to track ordinary and necessary business expenses associated with my commissioned advisory activities. The LLC will not provide advisory services, solicit clients, receive client assets, or engage in any securities-related activity independent of my role as a registered representative. All advisory business, client engagement, and securities-related activities will continue to be conducted through and under the supervision of the firm, in full compliance with firm policies and regulatory requirements. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/30/2025 ADDRESS: 19123 Timber Reach Road, Tampa FL 33647, United States DESCRIPTION: Manager/Member of the LLC. Duties are limited to administrative and clerical functions, including tracking ordinary business expenses, maintaining records, and coordinating with accounting and tax professionals. No client interaction, solicitation, advisory services, or securities-related activities are performed through the LLC. 4. AVENIA WEALTH ADVISORS, LLC POSITION: Managing Member NATURE: Avenia Wealth Advisors, LLC will operate as a marketing and branding entity under Osaic. All securities and advisory services will be conducted through Osaic. No advisory or brokerage services will be provided outside of Osaic. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 04/01/2026 ADDRESS: 19123 Timber Reach Road, Tampa FL 33647, United States DESCRIPTION: Responsible for marketing, branding, and client engagement activities for Avenia Wealth Advisors, LLC, including client communications, relationship management, and general financial education. All securities and advisory services are conducted exclusively through Osaic. No brokerage or advisory services are performed outside of Osaic.

Exams

• S66 Uniform Combined State Law Examination
  2017-11-06

Other Names

• Preston Odell Duppins
• Preston Odell Duppins