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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-11-02
  • CA RA
    APPROVED
    Since 2016-11-02

Branch Locations

1010 W Alluvial Ave Ste 111, Fresno, CA 93711 • United States

Clovis, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Dayton OH 06/2016 10/2016
Principal Life Insurance Company Fresno CA 10/2016 01/2021
Principal Securities Inc Fresno CA 10/2016 Present
  • 06/2016 → 10/2016
    Unemployed
    Dayton, OH
  • 10/2016 → 01/2021
    Principal Life Insurance Company
    Fresno, CA
  • 10/2016 → Present
    Fresno, CA
Other Businesses

***Fixed Insurance, Fixed life, Fixed annuities, DI, LTC, 02/01/17. ***Fixed Insurance, Group medical, dental, vision, LTC, 02/23/17. ***Clifford Hall Comedy, Comedian, 03/17/17. ***Hands on Central California; Not Investment Related; 732 N Van Ness, Fresno, CA 93723; Board Member; Provide strategic direction and guidance.; Start Date: 08/15/2018; 2 hrs per month; 2 during trading hours. ***YOUR ELITE BENEFITS POSITION: Financial Planner NATURE: Group Savings/Discount Program INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2023 ADDRESS: 1010 W Alluvial Avenue, Suite 111, Fresno CA 93711, United States DESCRIPTION: Group Savings / Discount program through Your Elite Benefits. Available for employers to offer their employees additional benefits. The program provides benefits and savings for these services: ID Protection program, Retail Discounts, Automotive Savings, Travel Savings and Tech Support. ***GROUP HEALTH BENEFIT PROGRAM POSITION: Financial Planner NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/02/2023 ADDRESS: 1010 W Alluvial Avenue, Suite 111, Fresno CA 93711, United States DESCRIPTION: Group Health program through Your Elite Benefits. It includes benefits and savings provided for Group Health Telemedicine.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-24
S63 Uniform Securities Agent State Law Examination 1999-04-10
  • S66 Uniform Combined State Law Examination
    2016-10-24
  • S63 Uniform Securities Agent State Law Examination
    1999-04-10
Other Names
  • Cliff Hall

View on SEC IAPD

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