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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-03
  • TX RA
    APPROVED
    Since 2024-04-03

Branch Locations

Houston, TX • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Houston TX 07/2017 03/2024
Unemployed Houston TX 11/2016 06/2017
Kingspan Insulated Panels Deland FL 07/2014 10/2016
Agia Houston TX 12/2022 03/2024
Empower Financial Services, Inc Greenwood Village CO 03/2024 Present
Empower Advisory Group, Llc Greenwwood Village CO 03/2024 Present
  • 07/2017 → 03/2024
    Valic Financial Advisors
    Houston, TX
  • 11/2016 → 06/2017
    Unemployed
    Houston, TX
  • 07/2014 → 10/2016
    Kingspan Insulated Panels
    Deland, FL
  • 12/2022 → 03/2024
    Agia
    Houston, TX
  • 03/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 03/2024 → Present
    Greenwwood Village, CO
Previous Registrations
Other Businesses

JAFARRINGTON PHOTOGRAPHY POSITION: Photographer NATURE: Photographer with duties which include photography and portrait photography for individuals and families on weekends on occasion. 2% hours/month is devoted to this activity with none during securities trading hours. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/20/2017 ADDRESS: 1510 Acorn Meadow, Houston TX 77067, United States DESCRIPTION: Photographer with duties which include photography and portrait photography for individuals and families on weekends on occasion. 2% hours/month is devoted to this activity with none during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-25
S63 Uniform Securities Agent State Law Examination 2017-09-11
  • S65 Uniform Investment Adviser Law Examination
    2020-06-25
  • S63 Uniform Securities Agent State Law Examination
    2017-09-11
Other Names
  • Johanan Farrington
  • Johanan Antonio Farrington

View on SEC IAPD

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