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Amos Randall

Tiaa-Cref Individual & Institutional Services, LLC

Charlotte, NC

Charlotte, NC

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-01
  • NC RA
    APPROVED
    Since 2026-07-01

Branch Locations

Charlotte, NC • United States

8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 07/2017 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 07/2017 Present
Fit Statesboro Statesboro GA 08/2014 06/2017
Wells Fargo Statesboro GA 01/2017 06/2017
Auburn University Auburn AL 08/2015 05/2017
  • 07/2017 → Present
    Tiaa
    Charlotte, NC
  • 07/2017 → Present
    Tiaa-Cref Individual & Institutional Services, Llc
    Charlotte, NC
  • 08/2014 → 06/2017
    Fit Statesboro
    Statesboro, GA
  • 01/2017 → 06/2017
    Wells Fargo
    Statesboro, GA
  • 08/2015 → 05/2017
    Auburn University
    Auburn, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-08
S63 Uniform Securities Agent State Law Examination 2017-08-18
  • S66 Uniform Combined State Law Examination
    2018-10-08
  • S63 Uniform Securities Agent State Law Examination
    2017-08-18
Other Names
  • Amos Randall

View on SEC IAPD

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