Colin Joseph Gaven

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2021 → 11/2023
  Rosenblatt Securities
  New York, NY
• 08/2017 → 05/2021
  Iona College
  New Rochelle, NY
• 06/2021 → 07/2021
  Unemployed
  Metuchen, NJ
• 06/2019 → 08/2019
  Merrill Lynch
  East Brunswick, NJ
• 09/2013 → 06/2017
  Metuchen High School
  Metuchen, NJ
• 11/2023 → 10/2024
  Commonwealth Financial Network
  Waltham, MA
• 10/2024 → Present
  Commonwealth Financial Network
  Waltham, MA
• 10/2024 → Present
  Reilly Financial Group
  Metuchen, NJ

Other Businesses

Fixed insurance sales; Located at 3 Amboy Avenue, Metuchen, NJ 08840, as of 03/17/2025; 40% of time spent during business hours; Conducted at branch location; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-02-08
• S63 Uniform Securities Agent State Law Examination
  2022-06-01

Other Names

• Colin Gaven