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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-13
TN RA APPROVED 2021-12-06
MS RA APPROVED 2021-12-03
  • TX RA
    APPROVED_RES
    Since 2022-12-13
  • TN RA
    APPROVED
    Since 2021-12-06
  • MS RA
    APPROVED
    Since 2021-12-03

Branch Locations

138 Timber Creek Dr, Cordova, TN 38018 • United States

Hernando, MS • United States

2555 Caffey St Ste 9, Hernando, MS 38632 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Mississippi Oxford MS 08/2013 05/2017
Lpl Financial, Llc Flower Mound TX 07/2017 06/2018
University Of Mississippi Oxford MS 08/2018 12/2018
Penske Truck Rental Memphis TN 04/2019 11/2019
Unemployed Nesbit MS 12/2018 04/2019
Republic Finance Memphis TN 05/2020 06/2020
Banker's Life & Casualty, Inc Cordova TN 06/2020 07/2021
Unemployed Nesbit MS 05/2017 06/2017
Unemployed Nesbit MS 07/2018 08/2018
Unemployed Nesbit MS 12/2019 04/2020
Bankers Life Securities, Inc Cordova TN 07/2020 07/2021
Regions Bank Senatobia MS 07/2021 12/2021
Ameriprise Financial Services, Llc Cordova TN 12/2021 Present
  • 08/2013 → 05/2017
    University Of Mississippi
    Oxford, MS
  • 07/2017 → 06/2018
    Flower Mound, TX
  • 08/2018 → 12/2018
    University Of Mississippi
    Oxford, MS
  • 04/2019 → 11/2019
    Penske Truck Rental
    Memphis, TN
  • 12/2018 → 04/2019
    Unemployed
    Nesbit, MS
  • 05/2020 → 06/2020
    Republic Finance
    Memphis, TN
  • 06/2020 → 07/2021
    Banker's Life & Casualty, Inc
    Cordova, TN
  • 05/2017 → 06/2017
    Unemployed
    Nesbit, MS
  • 07/2018 → 08/2018
    Unemployed
    Nesbit, MS
  • 12/2019 → 04/2020
    Unemployed
    Nesbit, MS
  • 07/2020 → 07/2021
    Bankers Life Securities, Inc
    Cordova, TN
  • 07/2021 → 12/2021
    Regions Bank
    Senatobia, MS
  • 12/2021 → Present
    Cordova, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-22
S63 Uniform Securities Agent State Law Examination 2020-12-18
  • S66 Uniform Combined State Law Examination
    2021-05-22
  • S63 Uniform Securities Agent State Law Examination
    2020-12-18
Other Names
  • Richard Gerald Carroll
  • Richard Gerald Carroll
  • Bo Carroll

View on SEC IAPD

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