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David Ryan Thompson

J. L. Bainbridge & Co., Inc.

Sarasota, FL

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Current Employers
J. L. Bainbridge & Co., Inc.

1582 Main Street, Sarasota, FL 34236 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-15
LA RA APPROVED 2021-03-22
FL RA APPROVED 2018-08-16
  • TX RA
    APPROVED_RES
    Since 2021-10-15
  • LA RA
    APPROVED
    Since 2021-03-22
  • FL RA
    APPROVED
    Since 2018-08-16

Branch Locations

1582 Main Street, Sarasota, FL 34236 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cavanaugh & Company Llp Sarasota FL 05/2012 05/2017
Wealth Pro Advisors Sarasota FL 11/2015 05/2017
J L Bainbridge & Company, Inc. Sarasota FL 06/2017 Present
  • 05/2012 → 05/2017
    Cavanaugh & Company Llp
    Sarasota, FL
  • 11/2015 → 05/2017
    Wealth Pro Advisors
    Sarasota, FL
  • 06/2017 → Present
    J L Bainbridge & Company, Inc.
    Sarasota, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-04-06
  • S65 Uniform Investment Adviser Law Examination
    2018-04-06
Other Names
  • Ryan Thompson

View on SEC IAPD

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