Best Investors Account Sign in
Inactive

Samuel David Pond

Keener Financial Planning

Keller, TX

Claim This Profile
Current Employers
Keener Financial Planning

1692 Keller Parkway, Keller, TX 76248 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-19
  • TX RA
    APPROVED
    Since 2021-05-19

Branch Locations

1692 Keller Parkway, Keller, TX 76248 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dfpg Investments Inc. Sandy UT 01/2017 01/2018
Premier Administration, Llc Orem UT 09/2016 05/2017
Copper Hills Youth Center West Jordan UT 01/2016 09/2016
Raymond James Financial Services Advisors, Inc. Dallas TX 06/2018 09/2018
Utah Valley University Orem UT 09/2016 05/2019
Johnston Law, Llc Orem UT 04/2016 12/2016
Segelke Financial Group South Jordan UT 01/2018 04/2018
Unemployed West Jordan UT 04/2018 06/2018
Carter Financial Management Dallas TX 06/2018 08/2018
Unemployed West Jordan UT 09/2018 05/2019
Raymond James Financial Services, Inc. Dallas TX 06/2019 05/2020
Raymond James Financial Services Advisors, Inc. Dallas TX 06/2019 05/2020
Carter Advisory Services Dallas TX 06/2019 05/2020
Keener Financial Planning Keller TX 05/2020 Present
  • 01/2017 → 01/2018
    Dfpg Investments Inc.
    Sandy, UT
  • 09/2016 → 05/2017
    Premier Administration, Llc
    Orem, UT
  • 01/2016 → 09/2016
    Copper Hills Youth Center
    West Jordan, UT
  • 06/2018 → 09/2018
    Dallas, TX
  • 09/2016 → 05/2019
    Utah Valley University
    Orem, UT
  • 04/2016 → 12/2016
    Johnston Law, Llc
    Orem, UT
  • 01/2018 → 04/2018
    Segelke Financial Group
    South Jordan, UT
  • 04/2018 → 06/2018
    Unemployed
    West Jordan, UT
  • 06/2018 → 08/2018
    Carter Financial Management
    Dallas, TX
  • 09/2018 → 05/2019
    Unemployed
    West Jordan, UT
  • 06/2019 → 05/2020
    Raymond James Financial Services, Inc.
    Dallas, TX
  • 06/2019 → 05/2020
    Dallas, TX
  • 06/2019 → 05/2020
    Carter Advisory Services
    Dallas, TX
  • 05/2020 → Present
    Keller, TX
Previous Registrations
Other Businesses

Mr. Pond is a member of GPN Alliance, Inc., a 501(c)6 corporation that owns the Garrett Planning Network, LLC. He spends approximately two (2) hours per month on this endeavor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-17
  • S66 Uniform Combined State Law Examination
    2017-08-17
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Keller, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor