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Inactive

John L Kern

Fisher Investments

Tampa, FL

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-09-19
TX RA APPROVED 2022-09-14
  • FL RA
    APPROVED
    Since 2022-09-19
  • TX RA
    APPROVED
    Since 2022-09-14

Branch Locations

3109 W Dr. Martin Luther King Jr. Blvd Suite 600, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ax Trading Group, Inc. New York City NY 01/2017 08/2017
Chessnyc New York City NY 06/2016 12/2016
Morgan Stanley Temple Terrace Us FL 03/2021 07/2022
Core Avionics Tampa FL 06/2020 12/2020
Pwc Columbia SC 12/2020 02/2021
Full Time Education Glendale CA 08/2017 08/2018
Full Time Education Auburn AL 08/2018 05/2020
Fisher Investments Tampa FL 09/2022 Present
  • 01/2017 → 08/2017
    Ax Trading Group, Inc.
    New York City, NY
  • 06/2016 → 12/2016
    Chessnyc
    New York City, NY
  • 03/2021 → 07/2022
    Morgan Stanley
    Temple Terrace Us, FL
  • 06/2020 → 12/2020
    Core Avionics
    Tampa, FL
  • 12/2020 → 02/2021
    Pwc
    Columbia, SC
  • 08/2017 → 08/2018
    Full Time Education
    Glendale, CA
  • 08/2018 → 05/2020
    Full Time Education
    Auburn, AL
  • 09/2022 → Present
    Fisher Investments
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-20
  • S66 Uniform Combined State Law Examination
    2021-05-20
Other Names
  • John Louis Kern
  • Jack Kern
  • John L Kern

View on SEC IAPD

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