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Tyler Bales

Cetera Investment Advisers LLC

Columbia, MO

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-28
MO RA APPROVED 2017-11-20
  • TX RA
    APPROVED
    Since 2025-01-28
  • MO RA
    APPROVED
    Since 2017-11-20

Branch Locations

1603 Chapel Hill Suite 203, Columbia, MO 65203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Miller, Bales & Cunningham Columbia MO 06/2015 05/2017
Msmf Wealth Management St. Louis MO 06/2017 10/2020
Cetera Financial Specialists Llc Schaumburg IL 07/2017 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2017 Present
Miller, Bales & Company, P.C. Dba For Financial Services Columbia MO 11/2020 Present
  • 06/2015 → 05/2017
    Miller, Bales & Cunningham
    Columbia, MO
  • 06/2017 → 10/2020
    Msmf Wealth Management
    St. Louis, MO
  • 07/2017 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2017 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 11/2020 → Present
    Miller, Bales & Company, P.C. Dba For Financial Services
    Columbia, MO
Other Businesses

1) MILLER, BALES & COMPANY, P.C.; COLUMBIA, MO; INVESTMENT RELATED; DBA FOR FINANCIAL SERVICES; 160 HRS/MO; SINCE 11/2020

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-20
  • S66 Uniform Combined State Law Examination
    2017-11-20
Designations

View on SEC IAPD

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Other Investors

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JEFFREY JOE KAUFMAN
ROBERT JOSEPH STEINMETZ
JOHN W. BRISCOE
Austin Grant Harrison
Phillip David Bacon

Other Offices

INTEGRITY ADVISORY SOLUTIONS · Columbia, MO
INTEGRITY ADVISORY SOLUTIONS · Columbia, MO
CONVERGENCE FINANCIAL · COLUMBIA, MO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, MO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLUMBIA, MO
LIFEMARK SECURITIES CORP. · Columbia, MO
SUNDVOLD FINANCIAL · COLUMBIA , MO
LPL FINANCIAL LLC · COLUMBIA, MO

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