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Eileen L Wagner

Ubs Financial Services Inc.

Fort Wayne, IN

Fort Wayne, IN

CRD 3175722

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2016-04-07
  • IN RA
    APPROVED
    Since 2016-04-07

Branch Locations

200 E. Main Street, Fort Wayne, IN 46801 • United States

Fort Wayne, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Fort Wayne IN 03/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-23
S63 Uniform Securities Agent State Law Examination 1999-03-10
  • S66 Uniform Combined State Law Examination
    2008-07-23
  • S63 Uniform Securities Agent State Law Examination
    1999-03-10
Other Names
  • Eileen Louise Wagner
  • Eileen L Vorich

View on SEC IAPD

Nearby Firms

MONARCH CAPITAL MANAGEMENT INC
SOLVE CONSULTING GROUP, LLC
EDWARD JONES

Nearby Investors

GEORGE ROBERT DONNER
ADAM ANTHONY BEARD
JOHN DAVID MEYER

Nearby Offices

MONARCH CAPITAL MANAGEMENT INC · FORT WAYNE, IN
SOLVE CONSULTING GROUP, LLC · FORT WAYNE, IN
EDWARD JONES · FORT WAYNE, IN

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