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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2017-07-21 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
809 Morton Ave. Suite 200, Bardstown, KY 40004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baird Appraisals Inc | Taylorsville | KY | 01/2016 | Present |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 07/2017 | Present |
Baird Appraisals, Inc. Position: President Nature: Real Estate Appraisal Investment Related: No Number of Hours: 40 Securities Trading Hours 25 Start Date: 01/01/2016 Address: 3321 Elk Creek Rd, Taylorsville, KY 40071 Description: I provide real-property appraisals, mostly of residential real-estate. My duties with the business consist of completing appraisals on residential and some agricultural real-estate. I am the only employee and keep up with basic accounting functions, completing the appraisals, and scheduling new jobs. Thoroughbred Asset Management, Is Investment Related, DBA, Financial Professional, 07/03/2017,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment Sales. LIFE AND HEALTH INSURANCE POSITION: An agent. NATURE: Selling insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2017 ADDRESS: 3321 Elk Creek Rd, Taylorsville KY 40071, United States DESCRIPTION: I meet with clients and if their situation is such that life or long term care insurance is appropriate it is suggested. If the client agrees, they purchase it.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-21 |
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