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Jake Mitchell Locker

Pnc Wealth Management LLC

Arvada, CO

Arvada, CO

Wheat Ridge, CO

Denver, CO

Westminster, CO

Arvada, CO

Louisville, CO

Arvada, CO

Thornton, CO

Northglenn, CO

Northglenn, CO

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-11-15
  • CO RA
    APPROVED
    Since 2023-11-15

Branch Locations

6450 Indiana Street, Arvada, CO 80007 • United States

15250 W 64Th Ave, Arvada, CO 80007 • United States

4350 Wadsworth Blvd, Wheat Ridge, CO 80033 • United States

3801 Federal Blvd, Denver, CO 80211 • United States

8800 Wadsworth Blvd, Westminster, CO 80021 • United States

6355 Ward Rd, Arvada, CO 80004 • United States

500 S Mccaslin Blvd, Louisville, CO 80027 • United States

14827 Candelas Pkwy, Arvada, CO 80007 • United States

13600 Colorado Blvd , Thornton, CO 80602 • United States

11210 Huron Street, Northglenn, CO 80234 • United States

480 E 120Th Ave, Northglenn, CO 80233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bellco Credit Union Centennial CO 06/2017 10/2023
University Of Arizona Tucson AZ 08/2013 05/2017
Cuso Financial Services, Lp San Diego CA 09/2017 10/2023
Pnc Investments Llc Northglenn CO 11/2023 Present
  • 06/2017 → 10/2023
    Bellco Credit Union
    Centennial, CO
  • 08/2013 → 05/2017
    University Of Arizona
    Tucson, AZ
  • 09/2017 → 10/2023
    Cuso Financial Services, Lp
    San Diego, CA
  • 11/2023 → Present
    Pnc Investments Llc
    Northglenn, CO
Previous Registrations
  • 2018-12-18 → 2023-10-27
    Cuso Financial Services, L.P.
    Greenwood Village, CO
    Longmont, CO
    Brighton, CO
    Lakewood, CO
    Sterling Heights, MI
    Fort Collins, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-17
S63 Uniform Securities Agent State Law Examination 2018-09-14
  • S65 Uniform Investment Adviser Law Examination
    2018-12-17
  • S63 Uniform Securities Agent State Law Examination
    2018-09-14
Other Names
  • Jake Mitchell Locker
  • Jake Locker

View on SEC IAPD

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