David M Andersen

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 07/2019
  Knights Of Columbus
  Ft Wayne, IN
• 10/2012 → Present
  J.P. Morgan Securities Llc
  Fort Wayne, IN
• 05/2016 → Present
  Jpmorgan Chase Bank, N.A.
  Fort Wayne, IN

Previous Registrations

• 2006-03-30 → 2012-10-01
  Chase Investment Services Corp.
  Fort Wayne, IN
  Fort Wayne, IN
  Fort Wayne, LA
  Fort Wayne, IN
  Fort Wayne, IN
  Fort Wayne, IN

Other Businesses

Entity Name: Little Flower Catholic Shop LLC Investment related: No Address: Private Residence Nature of the other business: Retail Position/Title/Relationship: Owner/Partner Start Date: 06/30/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Selling of Catholic/religious items, books, etc. Owned and operated by my wife and I. This external role is not similar in any way to my firm role and it is not connected to JPM Chase. Entity Name: Knights of Columbus Investment related: No Address: 1 Columbus PlazaNew Haven CT 06510kofc.org" Nature of the other business: Fraternal Organization Position/Title/Relationship: Member Start Date: 12/01/2005 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Charitable Fraternal Organization

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-03-29
• S63 Uniform Securities Agent State Law Examination
  1999-03-05