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1177 West Loop S Suite 1825, Houston, TX 77027 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-22 |
Branch Locations
1177 West Loop S Suite 1825, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Law Offices Of Kimberly Moss | Sugar Land | TX | 01/2016 | 02/2017 |
| Unemployed | Katy | TX | 07/2017 | 11/2017 |
| Axa Advisors, Llc | New York | NY | 12/2017 | 01/2018 |
| Raymond James Financial Services, Inc. | Houston | TX | 09/2018 | Present |
| Sealy Independent School District | Sealy | TX | 02/2018 | 09/2018 |
| New Horizons Computer Learning Center | Houston | TX | 03/2017 | 06/2017 |
| Raymond James Financial Services Advisors Inc. | Houston | TX | 03/2019 | Present |
| Saxon Financial Group | Houston | TX | 09/2018 | Present |
| Saxon Interests, Inc. | Houston | TX | 02/2021 | Present |
1)Name of Business : Saxon Financial Group Address: Houston, TX Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Employee Investment Related:No Start Date: 09/17/2018 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 120 Description of duties: Financial Planning, Investments, Trading and Operations Support
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-12 |
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