Timothy Lucio

Employer firm

Saxon Financial Group CRD 311687

$679M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 02/2017
  Law Offices Of Kimberly Moss
  Sugar Land, TX
• 07/2017 → 11/2017
  Unemployed
  Katy, TX
• 12/2017 → 01/2018
  Axa Advisors, Llc
  New York, NY
• 09/2018 → Present
  Raymond James Financial Services, Inc.
  Houston, TX
• 02/2018 → 09/2018
  Sealy Independent School District
  Sealy, TX
• 03/2017 → 06/2017
  New Horizons Computer Learning Center
  Houston, TX
• 03/2019 → Present
  Raymond James Financial Services Advisors Inc.
  Houston, TX
• 09/2018 → Present
  Saxon Financial Group
  Houston, TX
• 02/2021 → Present
  Saxon Interests, Inc.
  Houston, TX

Previous Registrations

• 2019-03-11 → 2021-04-07
  Raymond James Financial Services Advisors, Inc
  Houston, TX

Other Businesses

1)Name of Business : Saxon Financial Group Address: Houston, TX Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Employee Investment Related:No Start Date: 09/17/2018 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 120 Description of duties: Financial Planning, Investments, Trading and Operations Support

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-02-23
• S63 Uniform Securities Agent State Law Examination
  2017-08-12

Other Names

• Tim Lucio