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Kristin Helms Laxton

Ameriprise Financial Services, LLC

Charlotte, NC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-06-08
  • NC RA
    APPROVED
    Since 2022-06-08

Branch Locations

3125 Springbank Ln Ste H, Charlotte, NC 28226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Charlotte NC 06/2017 Present
Hickory Mechanical, Inc Hickory NC 01/2016 06/2017
Lenoir Rhyne Hickory NC 08/2000 06/2017
  • 06/2017 → Present
    Ameriprise Financial Services, Llc
    Charlotte, NC
  • 01/2016 → 06/2017
    Hickory Mechanical, Inc
    Hickory, NC
  • 08/2000 → 06/2017
    Lenoir Rhyne
    Hickory, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-13
  • S66 Uniform Combined State Law Examination
    2022-04-13
Other Names
  • Kirstin L Helms
  • Kristin L Helms
  • Kristin Helms Laxton
  • Kristin Lynea Helms

View on SEC IAPD

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