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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
7854 Oswego Road Suite 202, Liverpool, NY 13090 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Dewitt | NY | 06/2017 | 11/2024 |
| Chep Recycled Pallet Solutions | East Syracuse | NY | 03/2014 | 02/2018 |
| Prudential Insurance Company Of America | Dewitt | NY | 11/2017 | Present |
| Lpl Enterprise, Llc | Syracuse | NY | 11/2024 | Present |
1) 02/27/2025 - integrated financial group - DBA for LPL Business (entity for LPL business) - INV Related - At reported business location(s) - Start Date 03/01/2021 - 0hrs/mth - 0hrs During Trading 2) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-08-09 |
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