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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-12-20 |
| IN | RA | APPROVED | 2017-10-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 06/2017 | Present |
| Intrinsic Dynamics, Llc | Indianapolis | IN | 12/2012 | Present |
| Bank Of America, N.A. | Indianapolis | IN | 12/2017 | Present |
I*1183263For profit or not for profit: Entity For Profit Name of outside business organization: Investment Holdings, LLC Investment related: NAddress of business: Carmel, Indiana, 46074Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 2/14/2023Number of hours devoted: 8 hour(s) Yearly Number of hours devoted during trading hours: 0Duties: , Purpose is to form a holding company of purchased businesses. I*3864266Entity Type: Entity For ProfitName of OBA: Blue Hat LLCAddress: Carmel, Indiana, 46074Investment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 03/02/2026Number of Hours: 5, WeeklyNumber of Hours during trading: 0, WeeklyDuties: Cybersecurity research Independent security researcher
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-17 |
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