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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-24 |
| TX | RA | APPROVED_RES | 2026-03-24 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | Miami | FL | 01/2018 | 06/2019 |
| Park One | Miami | FL | 01/2012 | 06/2017 |
| National Securities Corp | Miami | FL | 06/2017 | 01/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 08/2019 | 07/2024 |
| Bank Of America, N.A. | Miami | FL | 12/2019 | 07/2024 |
| Lpl Enterprise Llc | Miami | FL | 03/2026 | Present |
| Self- Employed | Miami | FL | 08/2024 | 02/2026 |
1. 3/17/2026 - CARLOS LOPEZ N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Miama FL - OBA Start date: 03/03/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 3/17/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Miami FL - OBA Start date: 03/03/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-26 |
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