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Inactive

Bindia Rakesh Rosas

Abner Herrman & Brock, LLC

Jersey City, NJ

CRD 6824971

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Employer firm

Abner Herrman & Brock, LLC CRD 8517

$2.74B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Abner Herrman & Brock, Llc

185 Hudson Street Suite 1640, Jersey City, NJ 07311 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-01-09
  • NJ RA
    APPROVED
    Since 2024-01-09

Branch Locations

185 Hudson Street Suite 1640, Jersey City, NJ 07311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
In School Monroe Township NJ 06/2007 06/2017
Abner Herrman & Brock Jersey City NJ 06/2017 Present
  • 06/2007 → 06/2017
    In School
    Monroe Township, NJ
  • 06/2017 → Present
    Abner Herrman & Brock
    Jersey City, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-02
  • S66 Uniform Combined State Law Examination
    2019-03-02
Other Names
  • Bindia R Patel

View on SEC IAPD

Nearby Firms

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MS CAPITAL PARTNERS ADVISER INC.

Nearby Investors

Jessie A Ledesma
Andre Ricardo Carrera
Matthew A Funk

Nearby Offices

MORGAN STANLEY INVESTMENT MANAGEMENT INC. · NEW YORK, NY
MSRESS III MANAGER, L.L.C. · NEW YORK, NY
MS CAPITAL PARTNERS ADVISER INC. · NEW YORK, NY

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