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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-03-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Sunnyvale | CA | 02/2015 | 06/2019 |
| Wells Fargo Clearing Services Llc | Sunnyvale | CA | 06/2017 | 06/2019 |
| Charles Schwab & Co., Inc. | Los Gatos | CA | 06/2019 | Present |
| Charles Schwab Bank | Los Gatos | CA | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2017-11-07 |
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