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Shanel Sarah Dubique

LPl Financial LLC

Fort Mill, SC

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-05-27
CA RA APPROVED 2025-05-15
TX RA APPROVED 2025-05-15
  • SC RA
    APPROVED
    Since 2025-05-27
  • CA RA
    APPROVED
    Since 2025-05-15
  • TX RA
    APPROVED
    Since 2025-05-15

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Planning, Inc. Fort Worth TX 06/2017 02/2018
Family Home 5775 Sunrise Road CA 01/2016 06/2017
First Command Financial Planning, Inc. Fort Worth TX 02/2018 09/2022
First Command Advisory Services, Inc. Fort Worth TX 02/2018 09/2022
First Command Insurance Services, Inc. Fort Worth TX 02/2018 09/2022
Cuso Financial Services, Lp San Diego CA 09/2022 05/2025
Lpl Financial Llc San Diego CA 05/2025 Present
  • 06/2017 → 02/2018
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 01/2016 → 06/2017
    Family Home
    5775 Sunrise Road, CA
  • 02/2018 → 09/2022
    First Command Financial Planning, Inc.
    Fort Worth, TX
  • 02/2018 → 09/2022
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 02/2018 → 09/2022
    First Command Insurance Services, Inc.
    Fort Worth, TX
  • 09/2022 → 05/2025
    Cuso Financial Services, Lp
    San Diego, CA
  • 05/2025 → Present
    Lpl Financial Llc
    San Diego, CA
Previous Registrations
  • 2022-09-26 → 2025-05-27
    Cuso Financial Services, L.P.
    San Diego, CA
    San Diego, CA
    Anchorage, AK
    Anchorage, AK
    San Diego, CA
  • 2024-01-29 → 2025-05-15
    Sorrento Pacific Financial, Llc
    San Diego, CA
    San Diego, CA
    San Diego, CA
  • 2018-02-02 → 2022-10-13
    First Command Advisory Services
    Twentynine Palms, CA
    Fort Worth, TX
    San Diego, CA
    Twentynine Palms, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-31
  • S66 Uniform Combined State Law Examination
    2018-01-31
Other Names
  • Shanel Sarah Dubique-James

View on SEC IAPD

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INSIGHT SECURITIES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

More in Fort Mill, SC

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