Daniel Edward Moroney

Employer firm

Tlg Advisors, Inc. CRD 111052

$2.30B regulatory AUM 38 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1997 → 12/2018
  Nationwide Insurance Company
  Columbus, OH
• 12/1998 → 12/2018
  Nationwide Advisory Services
  Columbus, OH
• 01/2019 → 08/2020
  Millennium Brokerage Group
  Brentwood, TN
• 03/2019 → Present
  The Leaders Group, Inc.
  Littleton, CO
• 08/2020 → Present
  Randy Jones & Associates
  Guntersville, AL

Previous Registrations

• 2008-08-01 → 2019-01-04
  Nationwide Securities, Llc
  Dublin, OH
  Cumming, GA
  Columbus, OH
  Cumming, GA
  Lewis Center, OH
  Columbus, OH
  Charlotte, NC
  Raleigh, NC
• 2007-03-05 → 2008-08-01
  1717 Capital Management Company
  Lewis Center, OH
  Duluth, GA

Other Businesses

1.) TLG ADVISORS INC - 9/16/2020 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 0 hrs/mo; 0 hrs/mo (during trading hours). 2.) RANDY JONES & ASSOCIATES - 8/1/2020 - 395 Gunter Avenue, Guntersville, AL 35976 - Life insurance sales, Prospect, promote and sell mutual funds, retirement plans, employee benefits and 401ks to existing insurance agencies clients, Invt Rel, Insurance business, 40 hrs/mo, 130 hrs/mo (during trading hours). 3.) FEDERAL RETIREMENT CONSULTANT - 7/15/2024 - 150 West Park Loop, Suite 105, Huntsville, AL 35806 & 395 Gunter Ave, Guntersville, AL 35976 - Federal retirement consultant, Gives guidance to federal employees who are interested in learning more about their pension, healthcare and retirement benefits, Invt Rel, 40 hrs/mo; 40 hrs/mo (during trading hours).

Exams

• S66 Uniform Combined State Law Examination
  2007-05-19
• S63 Uniform Securities Agent State Law Examination
  2002-10-18