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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-23 |
| TX | RA | APPROVED | 2021-01-25 |
| LA | RA | APPROVED | 2020-12-17 |
Branch Locations
7150 Jefferson Highway, Baton Rouge, LA 70806 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch,Pierce,Fenner & Smith Incorporated | Baton Rouge | LA | 01/2000 | 12/2020 |
| Bank Of America, N.A. | Baton Rouge | LA | 04/2011 | 12/2020 |
| Ubs Financial Services Inc. | Baton Rouge | ME | 12/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-07-27 |
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