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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-12
  • TX RA
    APPROVED
    Since 2023-06-12

Branch Locations

14999 Preston Rd, Dallas, TX 75254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Dallas TX 01/2016 11/2016
Prosperity Bank Dallas TX 11/2016 06/2017
Td Ameritrade, Inc Fort Worth TX 06/2017 04/2020
Morgan Stanley Dallas TX 04/2020 11/2020
Jpmorgan Chase Bank, N.A. Plano TX 11/2020 04/2022
J.P. Morgan Securities Llc Plano TX 11/2020 04/2022
Td Ameritrade Investment Management, Llc Fort Worth TX 11/2018 04/2020
Twitch Dallas TX 07/2020 Present
Citi Group Irving TX 04/2022 04/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 05/2023 Present
Bank Of America, N.A. Dallas TX 06/2023 Present
  • 01/2016 → 11/2016
    Wells Fargo Bank, N.A.
    Dallas, TX
  • 11/2016 → 06/2017
    Prosperity Bank
    Dallas, TX
  • 06/2017 → 04/2020
    Td Ameritrade, Inc
    Fort Worth, TX
  • 04/2020 → 11/2020
    Dallas, TX
  • 11/2020 → 04/2022
    Jpmorgan Chase Bank, N.A.
    Plano, TX
  • 11/2020 → 04/2022
    Plano, TX
  • 11/2018 → 04/2020
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
  • 07/2020 → Present
    Twitch
    Dallas, TX
  • 04/2022 → 04/2023
    Citi Group
    Irving, TX
  • 05/2023 → Present
    Dallas, TX
  • 06/2023 → Present
    Bank Of America, N.A.
    Dallas, TX
Previous Registrations
  • 2022-05-04 → 2023-05-01
    Irving, TX
    Irving, TX
  • 2020-12-16 → 2022-04-05
    Plano, TX
    San Antonio, TX
    Westerville, OH
    Plano, TX
  • 2020-05-28 → 2020-11-25
    Dallas, TX
  • 2018-11-20 → 2020-04-14
    Td Ameritrade, Inc.
    Westlake, TX
  • 2018-11-20 → 2020-04-14
    Td Ameritrade Investment Management, Llc
    Southlake, TX
Other Businesses

I*1351257 Entity Type: For Profit Name of outside business organization: twitch Investment related: No Address of business: Dallas, TX Position, title, association: Video game player Start date of relationship: Number of hours devoted: Number of hours devoted during trading hours: Duties: Stream videogames and provide commentary I*1478272 For profit or not for profit: Entity For Profit Name of outside business organization: ebay Investment related: No Address of business: Dallas, Texas, 75217Position, title, association: Seller Start date of relationship: 9/8/2023Number of hours devoted: 1 hour Weekly Number of hours devoted during trading hours: 0Duties: I sell / resell items i do not wish to own., sell/resell videogame or collectables that i do not wish to own anymore I*3255266 Entity Type: Charitable Name of OBA: DFW Network Chamber Address: Garland, Texas, 75042Investment Related: No Position, Title, Association: Board Member Employee Start Date: 12/05/2025Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: I will be a Member of their board. assisting in making decisions on events, promotions, and general direction of that the goals of the chamber are. Responsibilities are to be an active vote when the board is making chamber decisions I*4558280 Entity Type: For Profit Name of OBA: DoorDash Address: San Antonio, Texas, 94107Investment Related: No Position: Other Employee Start Date: 05/16/2026Number of Hours: 5, Weekly Number of Hours during trading: 0 Duties: food delivery weekends and outside of business hours I*4569278Entity Type: N/A Name of OBA: instacartAddress: San Francisco, California, 94105Investment Related: NoPosition: N/A Employee Start Date: 05/16/2026Number of Hours: 5, WeeklyNumber of Hours during trading: 0, WeeklyDuties: Personal Shopper/ Delivery Personal Shopper / Delivery of items I*4603279 Entity Type: For Profit Name of OBA: Back stage Address: Burbank, California, 91504 Investment Related: No Position: Employee Start Date: 05/23/2026 Number of Hours: 10, Monthly Number of Hours during trading: 0 Duties: Film and voice over work Extra in productions and potentially some line work I*4680282, Entity Type: Entity For Profit,Entity Publicly Traded, Name of OBA: Spark Driver, Address: Bentonville, Arkansas, 72716, Investment Related: N, Position: ["Employee"], Employee Start Date: 06/13/2026, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: Personal shopper/Delivery driver, Delivery I*4764278, Entity Type: Entity For Profit, Name of OBA: Good Traffic, Address: dallas, Texas, 75212, Investment Related: N, Position: ["Other"], Employee Start Date: 07/02/2026, No Hours: 8 Monthly, No Hours during Trading: 0 Monthly, Duties: Rent ad space on vehicles, Advertisement I*4962269, Entity Type: Entity For Profit, Name of OBA: Carvertise, Address: Wilmington , Delaware, 19805, Investment Related: N, Position: ["Consultant/Independent Contractor","Other"], Employee Start Date: 08/01/2026, No Hours: 8 Monthly, No Hours during Trading: 0 Monthly, Duties: to allow them to wrap the car and i drive to a set destination they provide or just required to drive the wrapped car for a set amount of miles a month This is a per event advertisement gig work company. They Wrap the car with the logo they require and i drive with logo on the car or show up to events where they need the car to show up I*4964268, Entity Type: Entity For Profit, Name of OBA: Coyle Shop Metrics, Address: New York, New York, 10016, Investment Related: N, Position: ["Consultant/Independent Contractor","Other"], Employee Start Date: 07/24/2026, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: show up to hotels, jewelers, spas, and observe operations and presentations. from there report back. Secret Shopper for hospitality businesses and high end merchandise

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-19
  • S66 Uniform Combined State Law Examination
    2018-11-19
Other Names
  • Mario Gonzalez
  • Mario H Gonzalez
  • Mario Hermilo Gonzalez
  • Mario Hermilo Gonzalez
  • Mario H. Gonzalez

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