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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-12 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Dallas | TX | 01/2016 | 11/2016 |
| Prosperity Bank | Dallas | TX | 11/2016 | 06/2017 |
| Td Ameritrade, Inc | Fort Worth | TX | 06/2017 | 04/2020 |
| Morgan Stanley | Dallas | TX | 04/2020 | 11/2020 |
| Jpmorgan Chase Bank, N.A. | Plano | TX | 11/2020 | 04/2022 |
| J.P. Morgan Securities Llc | Plano | TX | 11/2020 | 04/2022 |
| Td Ameritrade Investment Management, Llc | Fort Worth | TX | 11/2018 | 04/2020 |
| Twitch | Dallas | TX | 07/2020 | Present |
| Citi Group | Irving | TX | 04/2022 | 04/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 05/2023 | Present |
| Bank Of America, N.A. | Dallas | TX | 06/2023 | Present |
I*1351257 Entity Type: For Profit Name of outside business organization: twitch Investment related: No Address of business: Dallas, TX Position, title, association: Video game player Start date of relationship: Number of hours devoted: Number of hours devoted during trading hours: Duties: Stream videogames and provide commentary I*1478272 For profit or not for profit: Entity For Profit Name of outside business organization: ebay Investment related: No Address of business: Dallas, Texas, 75217Position, title, association: Seller Start date of relationship: 9/8/2023Number of hours devoted: 1 hour Weekly Number of hours devoted during trading hours: 0Duties: I sell / resell items i do not wish to own., sell/resell videogame or collectables that i do not wish to own anymore I*3255266 Entity Type: Charitable Name of OBA: DFW Network Chamber Address: Garland, Texas, 75042Investment Related: No Position, Title, Association: Board Member Employee Start Date: 12/05/2025Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: I will be a Member of their board. assisting in making decisions on events, promotions, and general direction of that the goals of the chamber are. Responsibilities are to be an active vote when the board is making chamber decisions I*4558280 Entity Type: For Profit Name of OBA: DoorDash Address: San Antonio, Texas, 94107Investment Related: No Position: Other Employee Start Date: 05/16/2026Number of Hours: 5, Weekly Number of Hours during trading: 0 Duties: food delivery weekends and outside of business hours I*4569278Entity Type: N/A Name of OBA: instacartAddress: San Francisco, California, 94105Investment Related: NoPosition: N/A Employee Start Date: 05/16/2026Number of Hours: 5, WeeklyNumber of Hours during trading: 0, WeeklyDuties: Personal Shopper/ Delivery Personal Shopper / Delivery of items I*4603279 Entity Type: For Profit Name of OBA: Back stage Address: Burbank, California, 91504 Investment Related: No Position: Employee Start Date: 05/23/2026 Number of Hours: 10, Monthly Number of Hours during trading: 0 Duties: Film and voice over work Extra in productions and potentially some line work I*4680282, Entity Type: Entity For Profit,Entity Publicly Traded, Name of OBA: Spark Driver, Address: Bentonville, Arkansas, 72716, Investment Related: N, Position: ["Employee"], Employee Start Date: 06/13/2026, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: Personal shopper/Delivery driver, Delivery I*4764278, Entity Type: Entity For Profit, Name of OBA: Good Traffic, Address: dallas, Texas, 75212, Investment Related: N, Position: ["Other"], Employee Start Date: 07/02/2026, No Hours: 8 Monthly, No Hours during Trading: 0 Monthly, Duties: Rent ad space on vehicles, Advertisement I*4962269, Entity Type: Entity For Profit, Name of OBA: Carvertise, Address: Wilmington , Delaware, 19805, Investment Related: N, Position: ["Consultant/Independent Contractor","Other"], Employee Start Date: 08/01/2026, No Hours: 8 Monthly, No Hours during Trading: 0 Monthly, Duties: to allow them to wrap the car and i drive to a set destination they provide or just required to drive the wrapped car for a set amount of miles a month This is a per event advertisement gig work company. They Wrap the car with the logo they require and i drive with logo on the car or show up to events where they need the car to show up I*4964268, Entity Type: Entity For Profit, Name of OBA: Coyle Shop Metrics, Address: New York, New York, 10016, Investment Related: N, Position: ["Consultant/Independent Contractor","Other"], Employee Start Date: 07/24/2026, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: show up to hotels, jewelers, spas, and observe operations and presentations. from there report back. Secret Shopper for hospitality businesses and high end merchandise
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-19 |
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