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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-15 |
Branch Locations
9800 Schwab Way, Lone Tree, CO 80124 • United States
Arlington, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Fort Worth | TX | 06/2017 | 06/2024 |
| Total Wine And More | Denton | TX | 09/2016 | 06/2017 |
| Unemployed | Ponder | TX | 12/2015 | 09/2016 |
| Charles Schwab And Co., Inc. | Fort Worth | TX | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-18 |
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