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Robert Reed Davies

Charles Schwab & Co., Inc.

Lone Tree, CO

Westlake, TX

CRD 6824481

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-05
  • TX RA
    APPROVED
    Since 2024-12-05

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 06/2017 12/2022
United Rv Haltom City TX 01/2014 06/2017
Charles Schwab And Co., Inc. Westlake TX 12/2022 Present
Charles Schwab Bank, Ssb Westlake TX 04/2025 Present
  • 06/2017 → 12/2022
    Td Ameritrade
    Fort Worth, TX
  • 01/2014 → 06/2017
    United Rv
    Haltom City, TX
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Westlake, TX
  • 04/2025 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-05
S63 Uniform Securities Agent State Law Examination 2017-08-18
  • S66 Uniform Combined State Law Examination
    2024-12-05
  • S63 Uniform Securities Agent State Law Examination
    2017-08-18
Other Names
  • Robert Davies

View on SEC IAPD

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