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Tyler Lawrence Wood

Ubs Financial Services Inc.

Dallas, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-21
  • TX RA
    APPROVED
    Since 2019-05-21

Branch Locations

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 06/2017 04/2019
Saint Alphonsus Regional Medical Center Boise ID 10/2016 05/2017
Boise State University Boise ID 08/2016 05/2017
Ubs Financial Services, Inc. Dallas TX 04/2019 Present
  • 06/2017 → 04/2019
    Td Ameritrade
    Fort Worth, TX
  • 10/2016 → 05/2017
    Saint Alphonsus Regional Medical Center
    Boise, ID
  • 08/2016 → 05/2017
    Boise State University
    Boise, ID
  • 04/2019 → Present
    Ubs Financial Services, Inc.
    Dallas, TX
Previous Registrations
  • 2017-11-30 → 2019-04-16
    Td Ameritrade, Inc.
    Westlake, TX
  • 2017-11-30 → 2019-04-16
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Southlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-28
S63 Uniform Securities Agent State Law Examination 2017-08-18
  • S66 Uniform Combined State Law Examination
    2017-11-28
  • S63 Uniform Securities Agent State Law Examination
    2017-08-18
Designations
Other Names
  • Tyler Wood

View on SEC IAPD

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RETIREMENT ADVISORS, LLC · DALLAS, TX
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ADVISOR RESOURCE COUNCIL · Dallas, TX
PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX
OPENAIR FINANCIAL, LLC · Dallas, TX
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX
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