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Anthony Dadci

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-02
CA RA APPROVED 2022-03-22
  • TX RA
    APPROVED_RES
    Since 2023-10-02
  • CA RA
    APPROVED
    Since 2022-03-22

Branch Locations

555 California St Pbig - San Francisco, San Francisco, CA 94104 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Orinda CA 06/2016 12/2021
Wells Fargo Clearing Services Llc Orinda CA 06/2017 12/2021
Chabot College Hayward CA 08/2013 06/2017
California State University East Bay Hayward CA 08/2015 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 12/2021 Present
Bank Of America, N.A. San Francisco CA 09/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-30
S63 Uniform Securities Agent State Law Examination 2017-08-11
  • S66 Uniform Combined State Law Examination
    2020-10-30
  • S63 Uniform Securities Agent State Law Examination
    2017-08-11
Other Names
  • Tony Dadci
  • Anthony Dadci
  • Anthony Xavier Dadci

View on SEC IAPD

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