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Richard Waters

Wells Fargo Clearing Services, LLC

Coppell, TX

Bedford, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-09
  • TX RA
    APPROVED
    Since 2026-01-09

Branch Locations

131 N Denton Tap Rd, Coppell, TX 75019 • United States

2225 Central Dr, Bedford, TX 76021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tdameritrade Fort Worth TX 06/2017 03/2022
Wal-Mart Fort Worth TX 11/2016 06/2017
Charles Schwab & Co, Inc Fort Worth TX 01/2022 03/2022
J.P. Morgan Securities Llc Arlington TX 04/2022 01/2026
Jpmorgan Chase Bank, N.A. Arlington TX 04/2022 01/2026
Td Ameritrade Investment Management, Llc Fort Worth TX 01/2019 03/2022
Td Ameritrade, Inc Fort Worth TX 06/2017 03/2022
Unemployed Fort Worth TX 03/2016 10/2016
Charles Schwab Fort Worth TX 06/2017 03/2022
Wells Fargo Clearing Services, Llc Fort Worth TX 01/2026 Present
  • 06/2017 → 03/2022
    Tdameritrade
    Fort Worth, TX
  • 11/2016 → 06/2017
    Wal-Mart
    Fort Worth, TX
  • 01/2022 → 03/2022
    Charles Schwab & Co, Inc
    Fort Worth, TX
  • 04/2022 → 01/2026
    J.P. Morgan Securities Llc
    Arlington, TX
  • 04/2022 → 01/2026
    Jpmorgan Chase Bank, N.A.
    Arlington, TX
  • 01/2019 → 03/2022
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
  • 06/2017 → 03/2022
    Td Ameritrade, Inc
    Fort Worth, TX
  • 03/2016 → 10/2016
    Unemployed
    Fort Worth, TX
  • 06/2017 → 03/2022
    Charles Schwab
    Fort Worth, TX
  • 01/2026 → Present
    Wells Fargo Clearing Services, Llc
    Fort Worth, TX
Previous Registrations
  • 2022-04-16 → 2026-01-11
    J.P. Morgan Securities Llc
    Arlington, TX
    Arlington, TX
    Arlington, TX
    Irving, TX
    Ft. Worth, TX
    Midland, TX
    Midland, TX
    Arlington, TX
  • 2022-03-11 → 2022-04-13
    Charles Schwab & Co., Inc.
    The Villages, FL
  • 2019-01-24 → 2022-04-13
    Td Ameritrade, Inc.
    Westlake, TX
    The Villages, FL
  • 2019-01-10 → 2022-04-13
    Td Ameritrade Investment Management, Llc
    The Villages, FL
    The Villages, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-03
S63 Uniform Securities Agent State Law Examination 2017-08-30
  • S66 Uniform Combined State Law Examination
    2019-01-03
  • S63 Uniform Securities Agent State Law Examination
    2017-08-30
Other Names
  • Richard Waters
  • Richard Kenneth Waters

View on SEC IAPD

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