Heather Ukena

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2017 → 11/2023
  Transamerica Financial Advisors, Inc
  Clearfield, UT
• 11/2016 → 11/2023
  World Financial Group, Inc.
  Clearfield, UT
• 10/2016 → 01/2017
  Kelly Services
  Roy, UT
• 08/2016 → 03/2017
  Layton Leadership Academy
  Layton, UT
• 11/2023 → Present
  Lpl Financial Llc
  Layton, UT

Previous Registrations

• 2018-01-04 → 2023-12-05
  Transamerica Financial Advisors, Llc
  So. Jordan, UT
  Draper, UT
  Draper, UT
  Clearfield, UT
  Clearfield, UT

Other Businesses

1) 11/2023 - Priority Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month - 100% time spent 2) 11/2023 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - 160hrs/month - 100% time spent 3) 11/2023 - Priority Life - Non-Variable Insurance - Inv. Related - Layton, UT - Agent Selling Insurance- Start Date 11/03/2023 - 80hrs/month - 50% time spent 4) 11/2023 - LH Elevate, Inc. - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Weber, UT - Owner - Start Date 02/13/2018 - 0hrs/month - 0% time spent 5) 03/13/2026-One Resource Group-Insurance Agent-Non-Variable Insurance-Inv related-At West Jordan, UT-Start date 11/16/2023-5hrs/mth-5hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-12-29
• S63 Uniform Securities Agent State Law Examination
  2017-07-19

Other Names

• Heather Poulsen