Wendy Michelle Serrano

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Pocatello, ID
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Pocatello, ID

Previous Registrations

• 2007-01-25 → 2011-01-03
  Wells Fargo Investments, Llc
  Pocatello, ID
  Pocatello, ID

Other Businesses

WENDY'S CRAFTY CREATIONS, NOT INV RELATED, POCATELLO, ID, 100% OWNERSHIP, START: 10/01/2022, 30 HRS/MONTH, 0 HRS DURING TRADING, MAKING AND SELLING CRAFTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-18
• S63 Uniform Securities Agent State Law Examination
  1999-03-27

Other Names

• Wendy Michelle Martin
• Wendy Carlisle
• Wendy Michelle Carlisle
• Wendy Michelle Carlisle