Erik Michael Bagley

Current Employers

Kotys Wealth Professionals

1111 Glendale Blvd Suite 105, Valparaiso, IN 46383 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-06-04

CA RA
APPROVED

Since 2024-06-04

Branch Locations

Folsom, CA • United States

1111 Glendale Blvd Suite 105, Valparaiso, IN 46383 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Roseville	CA	07/2017	06/2024
Principal Securities Inc	Roseville	CA	07/2017	05/2024
California State Assembly	Sacramento	CA	06/2016	07/2017
Kotys Wealth Professionals	Folsom	CA	06/2024	Present

07/2017 → 06/2024

Principal Life Insurance Company

Roseville, CA
07/2017 → 05/2024

Principal Securities Inc

Roseville, CA
06/2016 → 07/2017

California State Assembly

Sacramento, CA
06/2024 → Present

Kotys Wealth Professionals

Folsom, CA

Previous Registrations

2017-10-16 → 2024-06-13

Principal Securities, Inc.

Roseville, CA

Folsom, CA

Other Businesses

1) Kickin It LLC; not investment-related; Folsom, CA; youth enrichment; Owner; started 02/2023; approximately 10 hours per month, zero hours during securities trading hours; strategic oversight. 2) Independent Insurance Agent; not investment-related; started 07/2017; zero hours per month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-10

S66 Uniform Combined State Law Examination

2017-10-10

View on SEC IAPD