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Current Employers
Legacy Investment Strategies, Llc

3445 N Causeway Blvd Suite 905, Metairie, LA 70002 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-10-17
  • LA RA
    APPROVED
    Since 2025-10-17

Branch Locations

3445 N Causeway Blvd Suite 905, Metairie, LA 70002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lsu Baton Rouge LA 10/2015 05/2017
Unemployed New Orleans LA 05/2017 07/2017
Axa Advisors, Llc New Orleans LA 07/2017 10/2018
Massmutual New Orleans LA 01/2019 10/2024
Mml Investors Services New Orleans LA 02/2019 10/2024
Lpl Financial New Orleans LA 07/2017 10/2018
Empower Financial Services, Inc Greenwood Village CO 10/2024 07/2025
Empower Advisory Group, Llc Greenwood Village CO 10/2024 07/2025
Axa New Orleans LA 08/2017 10/2018
Magnolia Wealth Strategies Metairie LA 11/2018 10/2024
Empower Greenwood Village CO 10/2024 07/2025
Na Na LA 07/2025 10/2025
Legacy Investment Strategies, L.L.C. Metairie LA 10/2025 Present
  • 10/2015 → 05/2017
    Lsu
    Baton Rouge, LA
  • 05/2017 → 07/2017
    Unemployed
    New Orleans, LA
  • 07/2017 → 10/2018
    Axa Advisors, Llc
    New Orleans, LA
  • 01/2019 → 10/2024
    Massmutual
    New Orleans, LA
  • 02/2019 → 10/2024
    Mml Investors Services
    New Orleans, LA
  • 07/2017 → 10/2018
    Lpl Financial
    New Orleans, LA
  • 10/2024 → 07/2025
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 10/2024 → 07/2025
    Greenwood Village, CO
  • 08/2017 → 10/2018
    Axa
    New Orleans, LA
  • 11/2018 → 10/2024
    Magnolia Wealth Strategies
    Metairie, LA
  • 10/2024 → 07/2025
    Empower
    Greenwood Village, CO
  • 07/2025 → 10/2025
    Na
    Na, LA
  • 10/2025 → Present
    Metairie, LA
Previous Registrations
Other Businesses

May work in the capacity of a registered representative using LPL financial as the broker dealer. May use products offered through insurance carriers in pursuit of fulfilling client needs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-02-14
  • S66 Uniform Combined State Law Examination
    2020-02-14
Other Names
  • John Dawes
  • John Kriel Dawes
  • John Kriel Dawes

View on SEC IAPD

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