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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-28
  • CA RA
    APPROVED
    Since 2025-01-28

Branch Locations

Sacramento, CA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mufg Union Bank Garden Grove CA 06/2015 04/2018
Unionbanc Investment Services Garden Grove CA 06/2017 04/2018
Schoolsfirst Federal Credit Union Tustin CA 04/2018 05/2022
Cuna Brokerage Services, Inc. Waverly IA 11/2019 05/2022
Lpl Financial Llc Tustin CA 05/2022 05/2022
Gwfs Equities, Inc Greenwood Village CO 05/2022 Present
  • 06/2015 → 04/2018
    Mufg Union Bank
    Garden Grove, CA
  • 06/2017 → 04/2018
    Unionbanc Investment Services
    Garden Grove, CA
  • 04/2018 → 05/2022
    Schoolsfirst Federal Credit Union
    Tustin, CA
  • 11/2019 → 05/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → 05/2022
    Tustin, CA
  • 05/2022 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
Previous Registrations
  • 2022-05-18 → 2022-06-29
    Tustin, CA
  • 2020-08-26 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Tustin, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-26
S63 Uniform Securities Agent State Law Examination 2017-08-21
  • S65 Uniform Investment Adviser Law Examination
    2020-08-26
  • S63 Uniform Securities Agent State Law Examination
    2017-08-21
Other Names
  • Yamile Vazquez

View on SEC IAPD

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