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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-05-15 |
Branch Locations
950 Main Ave, Ste. 1420, Cleveland, OH 44113 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Richfield | OH | 06/2017 | 03/2019 |
| Pnc Bank | Columbus | OH | 02/2016 | 03/2017 |
| American Plumbing Inc. | Westlake | OH | 03/2017 | 05/2017 |
| Lpl Financial | Cleveland | OH | 03/2019 | Present |
| Global Retirement Partners, Llc | Cleveland | OH | 03/2019 | Present |
1) 3/28/2019 - DBA for LPL Business (entity for LPL business) - OSWALD FINANCIAL INC - Cleveland, OH 2). 06/19/2019 - GLOBAL RETIREMENT PARTNERS LLC - DBA:(Hybird) OSWALD FINANCIAL, INC- Investment related - At reported business location(s) - Registered Investment Advisor DBA - Admin - start date:3/18/2019 - 160 hrs/mo - 8 hrs during trading - I provide administrative support to Global Retirement Partners LLC, an independent investment advisor firm. I started this business activity in 03/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 06/19/2019 - GLOBAL RETIREMENT PARTNERS LLC - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:3/18/2019 - 160 hrs/mo - 8 hrs during trading - I provide administrative support to Global Retirement Partners LLC, an independent investment advisor firm. I started this business activity in 03/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-16 |
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