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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-05-15
  • OH RA
    APPROVED
    Since 2019-05-15

Branch Locations

950 Main Ave, Ste. 1420, Cleveland, OH 44113 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Richfield OH 06/2017 03/2019
Pnc Bank Columbus OH 02/2016 03/2017
American Plumbing Inc. Westlake OH 03/2017 05/2017
Lpl Financial Cleveland OH 03/2019 Present
Global Retirement Partners, Llc Cleveland OH 03/2019 Present
Previous Registrations
Other Businesses

1) 3/28/2019 - DBA for LPL Business (entity for LPL business) - OSWALD FINANCIAL INC - Cleveland, OH 2). 06/19/2019 - GLOBAL RETIREMENT PARTNERS LLC - DBA:(Hybird) OSWALD FINANCIAL, INC- Investment related - At reported business location(s) - Registered Investment Advisor DBA - Admin - start date:3/18/2019 - 160 hrs/mo - 8 hrs during trading - I provide administrative support to Global Retirement Partners LLC, an independent investment advisor firm. I started this business activity in 03/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 06/19/2019 - GLOBAL RETIREMENT PARTNERS LLC - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:3/18/2019 - 160 hrs/mo - 8 hrs during trading - I provide administrative support to Global Retirement Partners LLC, an independent investment advisor firm. I started this business activity in 03/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-16
  • S66 Uniform Combined State Law Examination
    2018-03-16

View on SEC IAPD

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